SEC Form 4 · accession 0001209191-17-018753
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Dirk Allison
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2017 | A | 10,279 | $0.00 | A | 33,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $34.05 | Mar 3, 2017 | A | 24,961 | A | — | Mar 3, 2027 | Common Stock | 24,961 | 24,961 | D |
Explanation of responses
- F1The shares vest in equal installments on each of the first three anniversaries of the grant date.
- F2The options vest in equal installments on each of the first three anniversaries of the grant date.
Remarks
Exhibit Index: Exhibit 24 - Power of Attorney for R. Dirk Allison dated November 1, 2016