SEC Form 4 · accession 0001209191-16-153699
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darby Anderson
Officer — See Remarks
Period of report
Dec 6, 2016
Accepted (ET)
Dec 6, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 29,951 | $9.26 | A | 50,855 | D | |
| Common Stock | Dec 6, 2016 | F | 11,359 | $34.95 | D | 39,496 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $9.26 | Dec 6, 2016 | M | 29,951 | D | — | Dec 7, 2016 | Common Stock | 29,951 | 0 | D |
Explanation of responses
- F1The options vest in equal installments on each of the first five anniversaries of the grant date.
Remarks
Executive Vice President/Chief Development Officer