SEC Form 4 · accession 0001209191-15-019936
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Meulemans
Officer — Chief Financial Officer
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 30,000 | $4.06 | A | 85,275 | D | |
| Common Stock | Feb 25, 2015 | M | 4,727 | $8.91 | A | 90,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $4.06 | Feb 25, 2015 | M | 30,000 | D | — | Nov 29, 2020 | Common Stock | 30,000 | 15,000 | D |
| Employee Stock Option (right to buy)F4,F3 | $8.91 | Feb 25, 2015 | M | 4,727 | D | — | Mar 11, 2023 | Common Stock | 4,727 | 11,329 | D |
Explanation of responses
- F115,000 of the employee stock options vested on November 29, 2013 and 15,000 of the employee stock options vested on November 29, 2014.
- F2All of the remaining employee stock options will vest on November 29, 2015.
- F3The employee stock options vested on March 11, 2014.
- F44,727 of the remaining employee stock options will vest on March 11, 2015, 4,727 will vest on March 11, 2016 and 1,875 will vest on March 11, 2017.