SEC Form 4 · accession 0000899243-16-019566
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Poff
Officer — Chief Financial Officer
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2016 | A | 10,000 | $0.00 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $18.33 | May 9, 2016 | A | 40,000 | A | — | May 9, 2026 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The shares vest in four equal installments on each of the first four anniversaries of the grant date.
- F2The options vest in four equal installments on each of the first four anniversaries of the grant date.