SEC Form 4 · accession 0000899243-16-012132
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Dirk Allison
Officer — Chief Executive Officer · Director
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2016 | A | 10,000 | $0.00 | A | 23,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $19.71 | Jan 21, 2016 | A | 150,000 | A | — | Jan 21, 2026 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1The shares vest in equal installments on each of the first four anniversaries of the grant date.
- F2The options vest in equal installments on each of the first four anniversaries of the grant date.