SEC Form 4 · accession 0000899243-15-004848
Addus HomeCare Corp · ADUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F10 | Sep 11, 2015 | S | 72,500 | $33.11 | D | 3,950,500 | D | |
| Common StockF4,F5,F6,F10 | Sep 14, 2015 | S | 30,306 | $32.26 | D | 3,920,194 | D | |
| Common StockF7,F8,F9,F10 | Sep 15, 2015 | S | 23,823 | $32.09 | D | 3,896,371 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Eos Capital Partners III, L.P. sold 56,326 shares, and Eos Partners SBIC III, L.P. sold 16,174 shares.
- F10Represents shares of common stock held by Eos Capital Partners III, L.P. ("ECP III") and shares of common stock held by Eos Partners SBIC III., L.P. ("SBIC III"). ECP III, LLC is the general partner of ECP General III, L.P., the general partner of ECP III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.305, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,069,194 shares, and Eos Partners SBIC III, L.P. beneficially owns 881,306 shares.
- F4Eos Capital Partners III, L.P. sold 23,545 shares, and Eos Partners SBIC III, L.P. sold 6,761 shares.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $33.23, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,045,649 shares, and Eos Partners SBIC III, L.P. beneficially owns 874,545 shares.
- F7Eos Capital Partners III, L.P. sold 18,508 shares, and Eos Partners SBIC III, L.P. sold 5,315 shares.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. Each reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F9Following this reported transaction, Eos Capital Partners III, L.P. beneficially owns 3,027,141 shares, and Eos Partners SBIC III, L.P. beneficially owns 869,230 shares.