SEC Form 4 · accession 0001468174-18-000054
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Rocca
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 31, 2018 | M | 2,744 | — | A | 15,386 | D | |
| Class A Common StockF2,F3 | Mar 31, 2018 | M | 5 | — | A | 15,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3 | — | Mar 29, 2018 | A | 23 | A | — | — | Class A Common Stock | 23 | 23 | D |
| Restricted Stock UnitsF1 | — | Mar 31, 2018 | M | 2,744 | D | Mar 31, 2018 | Mar 31, 2018 | Class A Common Stock | 2,744 | 0 | D |
| Dividend Equivalent RightsF2,F3 | — | Mar 31, 2018 | M | 5 | D | — | — | Class A Common Stock | 5 | 18 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.
- F2This transaction represents the settlement of dividend equivalent rights ("DERs") in shares of Class A Common Stock in connection with the settlement of RSUs.
- F3The DERs accrued on RSUs and settle proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of Class A Common Stock.