SEC Form 4 · accession 0001468174-18-000045
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Charles Floyd
Officer — See Remarks
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 21, 2018 | D | 22,510 | $0.00 | D | 32,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 21, 2018 | A | 8,331 | A | — | — | Class A Common Stock | 8,331 | 8,331 | D |
| Stock Appreciation RightsF4 | $80.02 | Mar 21, 2018 | A | 31,550 | A | — | Mar 21, 2028 | Class A Common Stock | 31,550 | 31,550 | D |
Explanation of responses
- F1Represents shares that were forfeited by the reporting person pursuant to the terms of an award of performance vesting restricted stock granted to the reporting person on March 25, 2015.
- F2Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock.
- F3The RSUs issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan, as amended ("LTIP"), vest and become payable in four equal annual installments beginning on March 16, 2019. The RSUs will be settled in Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
- F4The stock appreciation rights issued pursuant to the LTIP vest in four equal annual installments beginning on March 16, 2019.
Remarks
Executive Vice President, Global President of Operations