SEC Form 4 · accession 0001468174-17-000114
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Haggerty
Officer — See Remarks
Period of report
Oct 18, 2017
Accepted (ET)
Oct 20, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 18, 2017 | M | 25,201 | $40.96 | A | 57,326 | D | |
| Class A Common Stock | Oct 18, 2017 | D | 16,679 | $61.89 | D | 40,647 | D | |
| Class A Common Stock | Oct 18, 2017 | F | 3,997 | $61.89 | D | 36,650 | D | |
| Class A Common Stock | Oct 18, 2017 | M | 15,000 | $41.74 | A | 51,650 | D | |
| Class A Common Stock | Oct 18, 2017 | D | 10,117 | $61.89 | D | 41,533 | D | |
| Class A Common Stock | Oct 18, 2017 | F | 2,291 | $61.89 | D | 39,242 | D | |
| Class A Common StockF2 | Oct 19, 2017 | S | 7,117 | $61.60 | D | 32,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $40.96 | Oct 18, 2017 | M | 25,201 | D | — | May 11, 2020 | Class A Common Stock | 25,201 | 0 | D |
| Stock Appreciation RightsF4 | $41.74 | Oct 18, 2017 | M | 15,000 | D | — | Mar 16, 2021 | Class A Common Stock | 15,000 | 11,205 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.28 to $61.90, inclusive. The reporting person undertakes to provide to Hyatt Hotels Corporation, any security holder of Hyatt Hotels Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on May 11, 2011.
- F4The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 16, 2012.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney