SEC Form 4 · accession 0001468174-17-000095
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H. Charles Floyd
Officer — See Remarks
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 13, 2017 | M | 21,675 | $58.18 | A | 62,552 | D | |
| Class A Common Stock | Sep 13, 2017 | D | 20,851 | $60.48 | D | 41,701 | D | |
| Class A Common Stock | Sep 13, 2017 | F | 387 | $60.48 | D | 41,314 | D | |
| Class A Common Stock | Sep 13, 2017 | M | 27,369 | $33.12 | A | 68,683 | D | |
| Class A Common Stock | Sep 13, 2017 | D | 14,988 | $60.48 | D | 53,695 | D | |
| Class A Common Stock | Sep 13, 2017 | F | 5,807 | $60.48 | D | 47,888 | D | |
| Class A Common Stock | Sep 13, 2017 | M | 27,721 | $40.96 | A | 75,609 | D | |
| Class A Common Stock | Sep 13, 2017 | D | 18,774 | $60.48 | D | 56,835 | D | |
| Class A Common Stock | Sep 13, 2017 | F | 4,196 | $60.48 | D | 52,639 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $58.18 | Sep 13, 2017 | M | 21,675 | D | — | May 2, 2018 | Class A Common Stock | 21,675 | 0 | D |
| Stock Appreciation RightsF2 | $33.12 | Sep 13, 2017 | M | 27,369 | D | — | Mar 2, 2020 | Class A Common Stock | 27,369 | 0 | D |
| Stock Appreciation RightsF3 | $40.96 | Sep 13, 2017 | M | 27,721 | D | — | May 11, 2020 | Class A Common Stock | 27,721 | 0 | D |
Explanation of responses
- F1The stock appreciation rights issued pursuant to the Third Amended and Restated Long-Term Incentive Plan (the "LTIP") vested in four equal annual installments beginning on April 1, 2009.
- F2The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on March 2, 2011.
- F3The stock appreciation rights issued pursuant to the LTIP vested in four equal annual installments beginning on May 11, 2011.
Remarks
Executive Vice President, Global President of Operations