SEC Form 4 · accession 0001468174-17-000039
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Haggerty
Officer — See Remarks
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 22, 2017 | D | 17,208 | $0.00 | D | 80,262 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 22, 2017 | A | 9,496 | A | — | — | Class A Common Stock | 9,496 | 9,496 | D |
| Stock Appreciation RightsF4 | $52.65 | Mar 22, 2017 | A | 30,581 | A | — | Mar 22, 2027 | Class A Common Stock | 30,581 | 30,581 | D |
Explanation of responses
- F1Represents shares that were forfeited by the reporting person pursuant to the terms of an award of performance vesting restricted stock granted to the reporting person on February 13, 2014.
- F2Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock.
- F3The RSUs issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan ("LTIP") vest and become payable in four equal annual installments beginning on March 16, 2018. The RSUs will be settled in Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the Issuer.
- F4The stock appreciation rights issued pursuant to the LTIP vest in four equal annual installments beginning on March 16, 2018.
Remarks
Executive Vice President, Global Head of Capital Strategy, Franchising and Select Service