SEC Form 4 · accession 0001468174-17-000020
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rena Hozore Reiss
Officer — See Remarks
Period of report
Feb 8, 2017
Accepted (ET)
Mar 20, 2017 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 16, 2017 | M | 1,345 | — | A | 40,443 | D | |
| Class A Common Stock | Mar 16, 2017 | F | 419 | $53.55 | D | 40,024 | D | |
| Class A Common StockF1 | Mar 16, 2017 | M | 1,003 | — | A | 41,027 | D | |
| Class A Common Stock | Mar 16, 2017 | F | 312 | $53.55 | D | 40,715 | D | |
| Class A Common StockF1 | Mar 16, 2017 | M | 1,036 | — | A | 41,751 | D | |
| Class A Common Stock | Mar 16, 2017 | F | 323 | $53.55 | D | 41,428 | D | |
| Class A Common StockF1 | Mar 16, 2017 | M | 1,231 | — | A | 42,659 | D | |
| Class A Common Stock | Mar 16, 2017 | F | 383 | $53.55 | D | 42,276 | D | |
| Class A Common StockF1 | Mar 16, 2017 | M | 923 | — | A | 43,199 | D | |
| Class A Common Stock | Mar 16, 2017 | F | 288 | $53.55 | D | 42,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Feb 8, 2017 | A | 923 | A | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 923 | 923 | D |
| Restricted Stock UnitsF1 | — | Mar 16, 2017 | M | 1,345 | D | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 1,345 | 0 | D |
| Restricted Stock UnitsF1 | — | Mar 16, 2017 | M | 1,003 | D | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 1,003 | 1,006 | D |
| Restricted Stock UnitsF1 | — | Mar 16, 2017 | M | 1,036 | D | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 1,036 | 2,074 | D |
| Restricted Stock UnitsF1 | — | Mar 16, 2017 | M | 1,231 | D | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 1,231 | 3,695 | D |
| Restricted Stock UnitsF1 | — | Mar 16, 2017 | M | 923 | D | Mar 16, 2017 | Mar 16, 2017 | Class A Common Stock | 923 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of vested RSUs in shares of Class A Common Stock.
- F2Each RSU represents the contingent right to receive, at settlement, one share of Class A Common Stock. This transaction represents the attainment of certain performance goals set forth in a restricted stock unit award agreement. The RSUs, granted to the reporting person on March 23, 2016 and issued pursuant to the Third Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan, vest on March 16, 2017. The RSUs will be settled in shares of Class A Common Stock upon vesting, subject to earlier settlement upon death or disability or a change of control of the issuer.
Remarks
Executive Vice President, General Counsel and Secretary