SEC Form 4 · accession 0001209191-18-046994
Hyatt Hotels Corp · H
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
8-26-22 GP LLC
Other
Period of report
Aug 14, 2018
Accepted (ET)
Aug 16, 2018 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001468174
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 14, 2018 | C | 542,962 | — | A | 542,962 | I | See Footnote 2 |
| Class A Common StockF1,F3 | Aug 14, 2018 | C | 296,719 | — | A | 839,681 | I | See Footnote 3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1 | — | Aug 14, 2018 | C | 542,962 | D | — | — | Class A Common Stock | 542,962 | 4,981,889 | I |
| Class B Common StockF3,F1 | — | Aug 14, 2018 | C | 296,719 | D | — | — | Class A Common Stock | 296,719 | 4,685,170 | I |
Explanation of responses
- F1As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.
- F2By Texas 8-26-22 H Company LP, a limited partnership in which the Reporting Person is the general partner.
- F3By Featherman H Company LP, a limited partnership in which the Reporting Person is the general partner.
Remarks
The Reporting Person may be deemed to be a member of a 10% owner group because the Reporting Person has agreed to certain voting agreements and limitations on transfers of shares of Class A Common Stock and Class B Common Stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.