SEC Form 4 · accession 0000950157-16-002438

Hyatt Hotels Corp · H

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 4, 2016

Accepted (ET)

Nov 9, 2016 · 2:47 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001468174

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Nov 4, 2016	P$0	5,393,337	$0.00	A	5,393,337	D
Class A Common Stock^F1	Nov 4, 2016	P$0	4,794,304	$0.00	A	4,794,304	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	$0.00	Nov 4, 2016	S	5,393,337	D	—	—	Class A Common Stock	5,393,337	0	D
Class B Common Stock^F1,F2	$0.00	Nov 4, 2016	S	4,794,304	D	—	—	Class A Common Stock	4,794,304	0	I

F1Represents shares of the Issuer's Class A Common Stock issued on November 4, 2016, upon conversion of (i) 3,835,647 shares of the Issuer's Class B Common Stock held of record by Lake GHC, LLC and (ii) 958,657 shares of the Issuer's Class B Common Stock held of record by Shimoda GHC, LLC. Gregory B. Penner is a manager of Madrone GHC, LLC, Lake GHC, LLC and Shimoda GHC, LLC and has voting and investment power with respect to the shares of Class A Common Stock held by such entities.
F2As provided in the Issuer's Amended and Restated Certificate of Incorporation, each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in the Issuer's Amended and Restated Certificate of Incorporation.