SEC Form 4 · accession 0001467858-17-000127
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig B. Glidden
Officer — Executive Vice President & GC
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | M | 167,029 | $31.32 | A | 214,171 | D | |
| Common StockF2 | Oct 2, 2017 | S | 167,029 | $41.75 | D | 47,142 | D | |
| Common StockF1 | Oct 2, 2017 | S | 25,925 | $40.90 | D | 21,217 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $31.32 | Oct 2, 2017 | M | 167,029 | D | — | Jul 28, 2025 | Common Stock | 167,029 | 250,542 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2017.
- F2The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $41.71 to 41.80, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
- F3The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.