SEC Form 4 · accession 0001467858-17-000119

General Motors Co · GM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Sep 12, 2017

Accepted (ET)

Sep 14, 2017 · 5:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001467858

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 12, 2017	M	900	$31.32	A	67,548	D
Common Stock^F2	Sep 12, 2017	S	900	$38.00	D	66,648	D
Common Stock^F1	Sep 13, 2017	M	233,374	$31.32	A	300,022	D
Common Stock^F2	Sep 13, 2017	S	233,374	$38.04	D	66,648	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$31.32	Sep 12, 2017	M	900	D	—	Jul 28, 2025	Common Stock	900	584,784	D
Employee Stock Option (Right to Buy)^F3	$31.32	Sep 13, 2017	M	233,374	D	—	Jul 28, 2025	Common Stock	233,374	351,410	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2017. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.
F2The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $38.00 to $38.12, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
F3The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.