SEC Form 4 · accession 0001467858-17-000107
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl-Thomas Neumann
Officer — Executive Vice President
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | M | 234,274 | $31.32 | A | 234,274 | D | |
| Common Stock | Aug 1, 2017 | S | 234,274 | $34.77 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.32 | Aug 1, 2017 | M | 234,274 | D | — | Jul 28, 2025 | Common Stock | 234,274 | 351,410 | D |
Explanation of responses
- F1The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $34.70 to $34.86, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
- F2The Stock Options reported in this item were granted on July 28, 2015 pursuant to the Company's 2014 Long-Term Incentive Plan and vested on February 15, 2017.