SEC Form 4 · accession 0001467858-17-000063
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alicia S Boler-Davis
Officer — Executive Vice President
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | M | 58,191 | $0.00 | A | 81,495 | D | |
| Common Stock | Mar 31, 2017 | F | 27,583 | $35.39 | D | 53,912 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Mar 31, 2017 | M | 58,191 | D | — | — | Common Stock | 58,191 | 0 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on March 31, 2014, pursuant to the 2009 Long-Term Incentive Plan ("GMLTIP").
- F2The RSUs reported in this item were awarded on March 31, 2014, pursuant to the Company's GMLTIP. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. The RSUs do not have an expiration date or carry a conversion or exercise price. RSUs are settled when they vest provided that all the conditions in the GMLTIP have been satisfied.
- F3The RSUs do not have a conversion or exercise price or a date on which they become exercisable or expire.