SEC Form 4 · accession 0001467858-17-000058

General Motors Co · GM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 18, 2017

Accepted (ET)

Feb 23, 2017 · 4:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001467858

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 18, 2017	M	27,587	$0.00	A	66,815	D
Common Stock	Feb 18, 2017	F	13,099	$37.16	D	53,716	D
Common Stock^F2	Feb 21, 2017	S	7,244	$37.60	D	46,472	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F4	$0.00	Feb 18, 2017	M	27,587	D	—	—	Common Stock	27,587	0	D

F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 18, 2014, pursuant to the Company's 2009 Long-Term Incentive Plan ("GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.
F3The RSUs in this item were granted on February 18, 2014 and were settled on February 18, 2017.
F4The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.