SEC Form 4 · accession 0001467858-16-000355
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Jacoby
Officer — Executive Vice President
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 7, 2016 | M | 4,489 | $0.00 | A | 23,144 | D | |
| Common Stock | Oct 7, 2016 | F | 1,884 | $32.33 | D | 21,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Oct 7, 2016 | M | 4,489 | D | — | — | Common Stock | 4,489 | 0 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP").
- F2The RSUs reported in this item were granted on October 7, 2013 and began being settled in three equal, annual installments on October 7, 2014. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. RSUs will be settled when they vest provided that the conditions in the GMLTIP have been satisfied. RSUs do not have an expiration or exercise date or carry a conversion or exercise price.
- F3Each RSU represents a right to receive one share of Common Stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.