SEC Form 4 · accession 0001467858-15-000213
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Jacoby
Officer — Executive Vice President
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 7, 2015 | M | 4,489 | $0.00 | A | 12,039 | D | |
| Common Stock | Oct 7, 2015 | F | 1,884 | $32.80 | D | 10,155 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Oct 7, 2015 | M | 4,489 | D | — | — | Common Stock | 4,489 | 4,489 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP").
- F2The RSUs reported in this item were granted on October 7, 2013 and began being settled in three equal, annual installments on October 7, 2014. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement. RSUs will be settled when they vest provided that the conditions in the GMLTIP have been satisfied. RSUs do not have an expiration or exercise date or carry a conversion or exercise price.