SEC Form 4 · accession 0001467858-15-000211
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carel J. de Nysschen
Officer — Executive Vice President
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2015 | M | 13,837 | $0.00 | A | 13,837 | D | |
| Common Stock | Oct 1, 2015 | F | 5,704 | $30.67 | D | 8,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Oct 1, 2015 | M | 13,837 | D | — | — | Common Stock | 13,837 | 27,672 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded pursuant to the Company's 2014 Long-Term Incentive Plan ("GMLTIP").
- F2The RSUs reported in this item were granted on January 5, 2015 and began being settled in three equal, annual installments on October 1, 2015. Each RSU represents a right to receive one share of the Company's common stock upon settlement. RSUs do not have an expiration or exercise date or carry a conversion or exercise price.
- F3RSUs will be settled when they vest provided that the conditions in the GMLTIP have been satisfied.