SEC Form 4 · accession 0001467858-15-000106
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl-Thomas Neumann
Officer — Executive Vice President
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | M | 5,938 | $0.00 | A | 5,938 | D | |
| Common Stock | Mar 31, 2015 | D | 3,117 | $37.75 | D | 2,821 | D | |
| Common Stock | Mar 31, 2015 | F | 2,821 | $37.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Salary Stock UnitsF2,F3 | $0.00 | Mar 31, 2015 | M | 5,938 | D | — | — | Common Stock | 5,938 | 5,938 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs") awarded on March 31, 2013 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. The portion of this award currently payable was settled on March 31, 2015 in cash, less a portion withheld for taxes.
- F2The SSUs reported in this item were granted on March 31, 2013 and began being settled in three equal, annual installments on March 31, 2014.
- F3The SSUs do not have an expiration or exercise date or carry a conversion or exercise price.