SEC Form 4 · accession 0001467858-15-000103
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas S Timko
Officer — Vice President
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | M | 26,911 | $0.00 | A | 48,453 | D | |
| Common Stock | Apr 1, 2015 | F | 10,771 | $36.74 | D | 37,682 | D | |
| Common StockF1 | Apr 1, 2015 | M | 7,475 | $0.00 | A | 45,157 | D | |
| Common Stock | Apr 1, 2015 | F | 3,544 | $36.74 | D | 41,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | $0.00 | Apr 1, 2015 | M | 26,911 | D | — | — | Common Stock | 26,911 | 0 | D |
| Restricted Stock UnitsF2,F5,F4 | $0.00 | Apr 1, 2015 | M | 7,475 | D | — | — | Common Stock | 7,475 | 7,475 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on April 1, 2013 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP").
- F2RSUs reported in this item were awarded on April 1, 2013, pursuant to the Company's GMLTIP. Each RSU represents a right to receive one shares of the Company's common stock upon settlement. RSUs will be settled when they vest provided that the conditions in the GMLTIP have been satisfied. The RSUs do not have an expiration or exercise date or carry a conversion or exercise price.
- F3The RSUs in this item were granted on April 1, 2013 and were settled on April 1, 2015.
- F4The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.
- F5The RSUs in this grant began vesting annually in three equal installments on April 1, 2014 provided that the reporting person remains continuously employed through the vesting date.