SEC Form 4 · accession 0001467858-15-000068
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles K. Stevens III
Officer — Executive Vice President & CFO
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2015 | M | 4,225 | $0.00 | A | 12,014 | D | |
| Common Stock | Feb 13, 2015 | F | 1,348 | $37.71 | D | 10,666 | D | |
| Common StockF2 | Feb 13, 2015 | M | 5,595 | $0.00 | A | 16,261 | D | |
| Common Stock | Feb 13, 2015 | F | 1,785 | $37.62 | D | 14,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 13, 2015 | M | 4,225 | D | — | — | Common Stock | 4,225 | 0 | D |
| Restricted Stock UnitsF2,F3 | $0.00 | Feb 13, 2015 | M | 5,595 | D | — | — | Common Stock | 5,595 | 11,190 | D |
Explanation of responses
- F1The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on February 13, 2014 pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP").
- F2The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014 pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP").
- F3Each RSU represents a right to receive one share of the Company's common stock upon settlement. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.