SEC Form 4 · accession 0001140361-15-001813
China Cord Blood Corp · NYSE: CO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 12, 2015
Accepted (ET)
Jan 14, 2015 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 12, 2015 | P | 50,000 | $4.6877 | A | 10,568,946 | I | See footnote |
| Common StockF3,F2 | Jan 14, 2015 | P | 10,000 | $4.5172 | A | 10,578,946 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired by McCarthy Family SD, LLC.
- F2See Exhibit 99.1
- F3Acquired by 7-2010 GRAT 6 Under Kent C McCarthy GRAT Tr Dtd 4-23-2010.