SEC Form 4 · accession 0001467761-16-000047
Zoom Telephonics, Inc. · ZMTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Frank
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2016 | S | 26,837 | $2.94 | D | 0 | D | |
| Common Stock | Sep 16, 2016 | S | 1,203 | $2.75 | D | 0 | D | |
| Common Stock | Sep 16, 2016 | S | 3,460 | $2.76 | A | 0 | D | |
| Common Stock | Sep 16, 2016 | S | 6,000 | $2.80 | A | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This represents the exercise and sale of Mr. Frank's vested employee options granted on 10/14/2015 at an exercise price of $1.85 per share that were due to expire on 10/29/2016.