SEC Form 4 · accession 0001467761-15-000012
Zoom Telephonics, Inc. · ZMTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Blase Manning
Officer — President & CEO · Director · 10% Owner
Period of report
Aug 4, 2015
Accepted (ET)
Aug 5, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2015 | J | 133,334 | $0.90 | A | 1,084,281 | D | |
| Common StockF3 | Aug 4, 2015 | J | 0 | $0.90 | A | 120,673 | I | shares are owned by Frank Manning's daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares issued to Mr. Manning as a result of his exercise of his basic subscription rights in the Issuer Rights offering which expired on July 29, 2015.
- F2Following the rights offering that expired on July 29, 2015, Mr Manning holds 1,084,281 shares to which he claims direct ownership and 120,673 to which he claims indirect ownership. The 120,673 shares of common stock are shares owned by Mr. Manning's daughter.
- F3Mr. Manning's daughter did not exercise her rights in the Issuer Rights offering which expired on July 29, 2015.