SEC Form 3 · accession 0000919574-15-007083
Zoom Telephonics, Inc. · ZMTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
MANCHESTER MANAGEMENT CO LLC
10% Owner
Manchester Explorer, L.P.
10% Owner
James E Besser
10% Owner
Morgan C. Frank
10% Owner
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 4,000,001 | I | See Footnote | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 2,857,143 | D | ||
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 142,858 | D | ||
| Common Stock, $0.01 par valueF4 | holding | — | — | — | 142,858 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Manchester Management Company, LLC, a Delaware limited liability company ("Manchester"), is principally engaged in the business of providing investment management services. The reported securities are indirectly beneficially owned by Manchester as a result of it having investment discretion over certain advisory accounts it manages, including Manchester Explorer, L.P. The reported securities may also be deemed to be indirectly beneficially owned by James E. Besser, as a Managing Member of Manchester, and by Morgan C. Frank, who serves as a portfolio manager and as a consultant for Manchester. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2The reported securities are directly owned by Manchester Explorer, L.P., a Delaware limited partnership.
- F3The reported securities are directly owned by James E. Besser in his personal capacity.
- F4The reported securities are directly owned by Morgan C. Frank in his personal capacity.