SEC Form 4 · accession 0001209191-18-054138
DROPBOX, INC. · DBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Mylod Jr.
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 1, 2018 | S | 30,367 | $26.1578 | D | 61,685 | D | |
| Class A Common StockF3 | Oct 1, 2018 | S | 1,300 | $26.8092 | D | 60,385 | D | |
| Class A Common StockF4 | holding | — | — | — | 122,698 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a Rule 10b5-1 plan entered into by the Reporting Person.
- F2This transaction was executed in multiple trades at prices ranging from $25.735 to $26.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $26.73 to $26.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Shares are held by Annox Capital, LLC ("Annox"). The Reporting Person is the managing member of Annox and has sole voting and investment control over the shares held by Annox.