SEC Form 4 · accession 0000899243-18-008940

DROPBOX, INC. · DBX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Mar 27, 2018

Accepted (ET)

Mar 29, 2018 · 8:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001467623

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Mar 27, 2018	C	2,333,333	$0.00	A	2,333,333	I	See footnote
Class A Common Stock^F2,F1	Mar 27, 2018	S	2,333,333	$20.0655	D	0	I	See footnote
Class A Common Stock^F3	holding	—	—		—	10,333,333	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F4	—	Mar 27, 2018	C	2,333,333	D	—	—	Class A Common Stock	2,333,333	73,148,073	I

F1Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee.
F2Represents the sale price to the underwriters in the Issuer's initial public offering of $20.0655 per share.
F3These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.
F4The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.