SEC Form 4 · accession 0001209191-17-042407
Novan, Inc. · NOVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L Hodges
Officer — Interim Chief Financial Office
Period of report
Jun 28, 2017
Accepted (ET)
Jun 29, 2017 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467154
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.08 | Jun 28, 2017 | A | 8,000 | A | — | Aug 16, 2020 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1The option shall become vested and exercisable on August 15, 2017.