SEC Form 4 · accession 0001209191-17-038392
Novan, Inc. · NOVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Keegan
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467154
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.64 | Jun 5, 2017 | A | 34,014 | A | — | Jun 4, 2027 | Common Stock | 34,014 | 34,014 | D |
Explanation of responses
- F1The option vests in four equal quarterly installments, with the first installment vesting on September 5, 2017.