SEC Form 4 · accession 0000899243-16-029749
Novan, Inc. · NOVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G. Kelly Martin
Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467154
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $11.00 | Sep 20, 2016 | A | 14,484 | A | — | Sep 19, 2026 | Common Stock | 14,484 | 14,484 | D |
Explanation of responses
- F1The option vests in four equal quarterly installments, with the first installment vesting on December 20, 2016.