SEC Form 3 · accession 0000898432-18-000093
Novan, Inc. · NOVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reedy Creek Investments LLC
10% Owner
Period of report
Jan 9, 2018
Accepted (ET)
Jan 22, 2018 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,947,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $4.66 | holding | — | — | — | — | Jan 9, 2022 | Common Stock | 3,947,368 | — | D |
Explanation of responses
- F1These warrants to purchase 3,947,368 shares of common stock, par value $0.0001 per share, of Novan, Inc. may be exercised at any time prior to the expiration date.