SEC Form 4 · accession 0001123292-15-000679

Colony Capital, Inc. · CLNY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, President and Director · Director

Period of report

Apr 2, 2015

Accepted (ET)

Apr 6, 2015 · 4:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001467076

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Apr 2, 2015	A	2,683,634	$0.00	A	3,017,467	D
Class A Common Stock	Apr 2, 2015	F	1,368,653	$26.06	D	1,648,814	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
OP Units^F2,F3	—	Apr 2, 2015	A	375,611	A	—	—	Class A Common Stock	375,611	375,611	D
OP Units^F4,F2,F3	—	Apr 2, 2015	A	46,576	A	—	—	Class A Common Stock	46,576	46,576	I

F1The acquisition represents consideration paid by the issuer in connection with its acquisition of substantially all of its former manager's real estate and investment management business and operations.
F2The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the issuer.
F3These units were acquired in connection with the issuer's acquisition of substantially all of its former manager's real estate and investment management business and operations. The amount represents the portion of the units allocated to the reporting person with respect to which the reporting person has the right to require from time to time the redemption thereof and distribution to the reporting person of the common shares or cash received upon such redemption. The OP Units do not have expiration dates.
F4These units are held by limited liability companies controlled by Thomas J. Barrack, Jr.