SEC Form 4 · accession 0001123292-15-000101
Colony Capital, Inc. · CLNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald M. Sanders
Officer — Chief Legal Officer and VP
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | J | 29,642 | $0.00 | A | 93,312 | D | |
| Common StockF2,F3 | Jan 7, 2015 | S | 3,063 | $24.2639 | D | 90,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The acquisition represents the receipt of common stock granted by Colony Financial Manager, LLC (the "Manager") for services provided by Mr. Sanders to the Manager for the benefit of the Manager and Colony Financial, Inc.
- F2The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.11 to $24.48, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.