SEC Form 4 · accession 0001437749-19-002724
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer O. Smestad
Officer — VP, Gen Coun & Corp Sec
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 13, 2019 | A | 1,200 | A | Feb 6, 2020 | — | Common Stock | 1,200 | 1,200 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | Apr 13, 2015 | — | Common Stock | 250 | 250 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | Apr 13, 2016 | — | Common Stock | 300 | 300 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | Apr 13, 2017 | — | Common Stock | 225 | 225 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | Feb 6, 2019 | — | Common Stock | 900 | 900 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
- F2The restricted stock units vest in four equal annual installments beginning the date shown above.
- F3Restricted stock units vest four years from date shown above.
- F4The restricted stock units vest in four equal annual installments which began February 6, 2019.