SEC Form 4 · accession 0001437749-19-002106

Otter Tail Corp · OTTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Gen Coun & Corp Sec

Period of report

Feb 6, 2019

Accepted (ET)

Feb 8, 2019 · 11:19 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001466593

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 6, 2019	M	300	—	A	548	D
Common Stock^F2,F3	Feb 6, 2019	F	164	$48.045	D	384	D
Common Stock	holding	—	—		—	425	I	by ESOP
Common Stock	holding	—	—		—	2	I	by Daughter

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F4	—	Feb 6, 2019	M	300	D	Feb 6, 2019	—	Common Stock	900	900	D
Restricted Stock Units^F1,F5	—	holding	—	—	—	Apr 13, 2015	—	Common Stock	250	250	D
Restricted Stock Units^F1,F6	—	holding	—	—	—	Apr 13, 2016	—	Common Stock	300	300	D
Restricted Stock Units^F1,F7	—	holding	—	—	—	Apr 10, 2017	—	Common Stock	225	225	D

F1Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
F2These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e).
F3Total direct holdings include shares held jointly with spouse acquired through the dividend reinvestment plan, Employee Stock Purchase Plan and shares acquired individually pursuant to Restricted Stock Awards.
F4Restricted Stock Units vest in four equal annual installments which begin 2/06/2019.
F5Restricted stock units vest four years from date shown above.
F6Restricted stock units vest four years from date shown above.
F7Restricted stock units vest four years from date shown above.