SEC Form 4 · accession 0001437749-18-010109
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin G Moug
Officer — CFO & Sr VP
Period of report
May 15, 2018
Accepted (ET)
May 16, 2018 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2018 | S | 1,500 | $43.4776 | D | 56,516 | D | |
| Common Stock | holding | — | — | — | 172 | I | By Daughter | |
| Common Stock | holding | — | — | — | 172 | I | By Daughter | |
| Common Stock | holding | — | — | — | 314 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan adopted by the reporting person on June 27, 2017.
- F2The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $43.30 to $43.65. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.