SEC Form 4 · accession 0001437749-18-006846
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Rogelstad
Officer — Sr VP, Elect Plat, Pres OTP
Period of report
Apr 8, 2018
Accepted (ET)
Apr 13, 2018 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 8, 2018 | F | 138 | $43.70 | D | 15,754 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units. On 4/8/2018, 138 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock units, exempt pursuant to Rule 16b-3(e).
- F2Total direct holdings include shares held in Dividend Reinvestment Plan, shares held jointly with spouse acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Units and Performance Share distribution.