SEC Form 4 · accession 0001437749-18-006837
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles S Macfarlane
Officer — President & CEO
Period of report
Apr 8, 2018
Accepted (ET)
Apr 13, 2018 · 1:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 8, 2018 | F | 739 | $43.70 | D | 131,276 | D | |
| Common Stock | holding | — | — | — | 446 | I | By Daughter | |
| Common Stock | holding | — | — | — | 446 | I | By Son | |
| Common Stock | holding | — | — | — | 1,506 | I | By Daughter | |
| Common Stock | holding | — | — | — | 1,496 | I | Common Stock | |
| Common Stock | holding | — | — | — | 2,477 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock. On 4/8/2018, 739 shares of Common Stock were withheld by the Corporation to pay taxes due upon vesting of restricted stock, exempt pursuant to Rule 16b-3(e).
- F2Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards.