SEC Form 4 · accession 0001437749-18-006629
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Erickson
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 10, 2018 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 9, 2018 | A | 1,900 | — | A | 154,089 | D | |
| Common Stock | holding | — | — | — | 4,516 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.
- F2This grant has a fair market value of $43.40.
- F3Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions.