SEC Form 4 · accession 0001437749-18-006624
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James B Stake
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 10, 2018 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 9, 2018 | A | 2,300 | — | A | 36,159 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Common Stock acquired under the 2014 Stock Incentive Plan, which is a grant of Restricted Stock. The shares granted on 4/9/2018 will vest in near-equal installments of one-third per year beginning April 8, 2019.
- F2This grant has a fair market value of $43.40.
- F3Total direct holdings include shares acquired individually in the Dividend Reinvestment Plan and acquired pursuant to Restricted Stock Award distributions.