SEC Form 4 · accession 0001437749-18-006594

Otter Tail Corp · OTTR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP, Gen Coun & Corp Sec

Period of report

Apr 8, 2018

Accepted (ET)

Apr 10, 2018 · 12:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001466593

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 8, 2018	M	250	$43.70	A	349	D
Common Stock^F2	Apr 8, 2018	F	103	$43.70	D	246	D
Common Stock	holding	—	—		—	416	I	ESOP
Common Stock	holding	—	—		—	2	I	By Daughter

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3	—	Apr 8, 2018	M	250	D	Apr 8, 2018	Apr 8, 2018	Common Stock	250	0	D
Restricted Stock Units^F3,F5	—	holding	—	—	—	Apr 13, 2015	—	Common Stock	250	250	D
Restricted Stock Units^F3,F5	—	holding	—	—	—	Apr 13, 2016	—	Common Stock	300	300	D
Restricted Stock Units^F3,F5	—	holding	—	—	—	Apr 10, 2017	—	Common Stock	225	225	D
Restricted Stock Units^F3,F4	—	holding	—	—	—	Feb 6, 2019	—	Common Stock	1,200	1,200	D

F1The reporting person receives one share of Common Stock for each restricted stock unit that vests.
F2Total direct holdings include shares held jointly with spouse acquired through the Dividend Reinvestment Plan and the Employee Stock Purchase Plan.
F3Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation Common Stock.
F4The restricted stock units vest in four equal annual installments beginning the date shown above.
F5Restricted stock units vest four years from date shown above.