SEC Form 4 · accession 0001437749-17-009294
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin G Moug
Officer — CFO & Sr VP
Period of report
May 15, 2017
Accepted (ET)
May 15, 2017 · 5:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 15, 2017 | S | 800 | $37.25 | D | 52,525 | D | |
| Common Stock | holding | — | — | — | 305 | I | ESOP | |
| Common Stock | holding | — | — | — | 167 | I | By Daughter | |
| Common Stock | holding | — | — | — | 167 | I | By Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 Sales Plan by the reporting person on July 5, 2016.
- F2Total direct holdings include shares jointly held with spouse, shares acquired individually through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Performance Award distributions.