SEC Form 4 · accession 0001437749-17-001662
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John S Abbott
Officer — Pres Varistar, Sr VP, M/I Plat
Period of report
Feb 2, 2017
Accepted (ET)
Feb 3, 2017 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 2, 2017 | A | 1,900 | A | Feb 6, 2018 | — | Common Stock | 1,900 | 1,900 | D |
Explanation of responses
- F1Total direct shares held include shares acquired through Restricted Stock Units.
- F2Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock.
- F3The restricted stock units vest in four equal annual installments beginning the date shown above.