SEC Form 4 · accession 0001437749-16-042472
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Erickson
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 21, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2016 | G | 2,900 | $0.00 | D | 152,389 | D | |
| Common Stock | Nov 21, 2016 | G | 2,900 | $0.00 | A | 2,900 | I | By Foundation |
| Common Stock | Nov 21, 2016 | S | 2,900 | $37.33 | D | 0 | I | By Foundation |
| Common Stock | holding | — | — | — | 4,516 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted from his direct ownership account to the Wells Fargo account of The John and Kim Erickson Family Foundation, a non-profit charitable corporation.
- F2Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions.