SEC Form 4 · accession 0001209191-15-011163
Otter Tail Corp · OTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Rogelstad
Officer — Sr VP, Elect Plat; Pres OTP
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,908 | D | ||
| Common Stock | holding | — | — | — | 1,985 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to buy)F2,F3 | — | Feb 6, 2015 | A | 1,800 | A | Feb 6, 2016 | Feb 6, 2016 | Common Stock | 1,800 | 1,800 | D |
| Restricted Stock Units (right to buy)F4 | — | holding | — | — | — | Apr 8, 2015 | Apr 8, 2015 | Common Stock | 250 | 250 | D |
| Restricted Stock Units (right to buy)F4 | — | holding | — | — | — | Apr 8, 2016 | Apr 8, 2016 | Common Stock | 250 | 250 | D |
| Restricted Stock Units (right to buy)F4 | — | holding | — | — | — | Apr 8, 2016 | Apr 8, 2016 | Common Stock | 1,000 | 1,000 | D |
| Restricted Stock Units (right to buy)F4 | — | holding | — | — | — | Apr 8, 2017 | Apr 8, 2017 | Common Stock | 250 | 250 | D |
Explanation of responses
- F1Total direct holdings include shares jointly held with spouse that were acquired through the Employee Stock Purchase Plan and shares acquired pursuant to Restricted Stock Awards and Restricted Stock Units.
- F2Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation common stock.
- F3The restricted stock units vest in four equal annual installments beginning February 6, 2016.
- F41 -for -1