SEC Form 4 · accession 0001179110-17-015937
COWEN INC. · COWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Cohen
Director
Period of report
Dec 27, 2017
Accepted (ET)
Dec 29, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 27, 2017 | D | 251,127 | — | D | 889,877 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares underlying previously granted RSUs that were cancelled and settled for an aggregate amount of $3,575,622 in cash pursuant to the Transition Agreement, dated as of November 30, 2017, between the Reporting Person and the Company, in connection with the Reporting Person's resignation as the Company's CEO as of December 27, 2017.